Protecting Market Integrity
Insider trading is one of the most scrutinized areas of securities compliance. This course explains SEBI's Prohibition of Insider Trading Regulations 2015, covering what constitutes unpublished price-sensitive information (UPSI), who is a designated person, trading window restrictions, and the pre-clearance process. Employees understand their personal liability and the severe penalties that can follow violations.
All our courses are scenario-driven with engaging interactivities, while our refresher courses are gamified to maximize learner engagement and retention, and can be customized to your organization's policies and branding.
We customize every module to your organization's policies, brand, and industry. Get started with a free consultation.